Broker fined $250,000
2007-12-19 HKT 18:37
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The vice-chairman of South
China Brokerage, Howard
Gorges, has been fined
$250,000 over his
failure to supervise the work
of officers in three companies
within the group. He was also
barred from acting as a
responsible officer of any
licensed corporations and had
his corporate finance license
revoked for 18 months.
Mr Gorges will remain a
licensed dealer and a director
of the group. The action was
taken by the Securities and
Futures Commission.
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